SECURITIES LITIGATION – UNITED STATES DISTRICT COURT, SOUTHERN DISTRICT OF NEW YORK

Represented public company against allegation of securities fraud.

BREACH OF CONTRACT – SECURITIES FINANCING

Represented public company in defense of breach of contract claim involving failure to abide by terms of "PIPE" securities financing.

BREACH OF CONTRACT – FAILURE TO PAY

Won Judgment for corporate client.

RESTRICTIVE COVENANT – WON TRO

Won TRO in New York State Supreme Court against broker leaving brokerage firm to join competitor.

NASD EMPLOYMENT ARBITRATION – "RAIDING" CASE

Represented NASD member firm against "raiding" claim by competitor after dissatisfied brokerage team left to join new firm. After the TRO (Temporary Restraining Order) was denied, the parties agreed to a settlement permitting the brokerage team to join the new firm.

NASD EMPLOYMENT ARBITRAITON – RESTRICTIVE COVENANT

Represented NASD Associated Person who left his firm to join competing firm. The firm defeated the request for a TRO in New York State Supreme Court.

NYSE CUSTOMER SECURITIES ARBITRATION - SUITABILITY

Recovery against Soloman Smith Barney on behalf of defrauded investors. Investors lost their life savings after broker placed retirement investments in high-risk securities.

NASD ARBITRATION - CONTRACT

Our firm won a complete victory on behalf of a Wall Street broker/dealer accused of failing to pay.

AAA ARBITRATION – VALUATION

Ross & Asmar has won a large award for its client before the American Arbitration Association. The matter involved the valuation of the diminution of a property as a result of an easement not discovered by title insurance.

The above are just a few of the cases handled by us.

Should you have any questions, please contact Ross & Asmar at (212) 736-4202